中国证监会发布《关于资本市场支持构建房地产发展新模式的意见》
为贯彻落实党中央、国务院关于加快构建房地产发展新模式、推动房地产高质量发展的重大决策部署，加快构建与房地产发展新模式相匹配的资本市场服务体系，服务住房品质提升和企业转型发展，促进金融与房地产良性循环，中国证监会制定了《关于资本市场支持构建房
全部金融科技动态
证监会要闻 美国证监会新闻 SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors
The Securities and Exchange Commission today charged 38 entities alleging that they made material misrepresentations in
美联储新闻 Federal Reserve Board issues enforcement action with former employee of Banco Popular de Puerto Rico
Federal Reserve Board issues enforcement action with former employee of Banco Popular de Puerto Rico
美联储货币政策AI 评分2222 美联储公布2026年7月20日和7月29日贴现率会议纪要
美联储理事会8月25日公布了7月20日和7月29日贴现率会议纪要，内容涉及通过贴现窗口向存款机构提供的贴现率。理事会制定贴现率的流程与联邦公开市场委员会设定联邦基金利率目标区间的流程不同。
美联储新闻 Federal Reserve Board announces approval of application by National Westminster Bank Plc
Federal Reserve Board announces approval of application by National Westminster Bank Plc
美联储新闻 Federal Reserve Board issues enforcement actions with former employee of Regions Bank and former employee of United Community Bank
Federal Reserve Board issues enforcement actions with former employee of Regions Bank and former employee of United Comm
美联储新闻 Federal Reserve Board issues enforcement action with SouthPoint Bancshares, Inc. and announces termination of enforcement action with Deutsche Bank AG, DB USA Corporation, and Deutsche Bank AG New York Branch
Federal Reserve Board issues enforcement action with SouthPoint Bancshares, Inc. and announces termination of enforcemen
美国证监会新闻 SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor
The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO,
美国证监会新闻 SEC Proposes New Regulation Crypto Assets
The Securities and Exchange Commission today announced that it proposed new rules, titled “Regulation Crypto Assets,” th
证监会行政处罚精选AI 评分6060 证监会就陈广华编造、传播虚假信息作出行政处罚，罚款20万元
中国证监会作出〔2026〕40号行政处罚决定书，对陈广华编造、传播虚假信息行为处以20万元罚款。陈广华使用本人实名认证、粉丝超103万人的自媒体账号，于2026年2月3日发布含有税率调整内容的信息，经查为虚假信息，其未核实真实性即传播，扰乱证券市场，且无违法所得。证监会认定其违反《证券法》第五十六条第一款，构成第一百九十三条第一款所述行为；当事人未提出陈述、申辩意见，也未要求听证。
推荐理由：处罚决定书披露了自媒体传播虚假税率信息被认定扰乱证券市场的认定路径与20万元罚款幅度，可供理解此类行为的监管边界。
证监会行政处罚AI 评分5454 证监会就卢润凯编造传播虚假信息作出行政处罚，罚款20万元
中国证监会作出〔2026〕39号行政处罚决定书，认定卢润凯编造、传播虚假信息，对其处以20万元罚款。2026年2月2日，卢润凯通过某APP生成一篇含有税率调整内容的文章，并于当日用本人某APP账号全文发布，经查该信息为虚假信息；其在未核实真实性的情况下发布，导致虚假信息在互联网平台广泛传播，扰乱证券市场，且没有违法所得。
证监会行政处罚AI 评分5252 证监会就马星瑞编造、传播虚假信息作出行政处罚，罚款30万元
中国证监会作出〔2026〕38号行政处罚决定书，对证券从业人员马星瑞编造、传播虚假信息行为处以30万元罚款。2025年12月16日，马星瑞在微信群内浏览到涉及税率调整的相关信息后原文转发至其他微信群，经查该信息为虚假信息；证监会认定其未履行必要注意义务、未核实真实性即传播，导致虚假信息在互联网平台广泛传播，扰乱证券市场，且无违法所得。
美国证监会新闻 SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam
The Securities and Exchange Commission today charged New York resident Andrew Spaventa and three entities he owned and c
证监会要闻 中国证监会发布上市公司2025年年度财务报告会计监管报告
截至2026年4月30日，共5,517家上市公司披露了2025年年度财务报告，其中主板3,201家、创业板1,397家、科创板608家、北交所311家。按期披露年度财务报告的上市公司中，214家被出具非标准审计意见，其中被出具带强调事项段或
美国证监会新闻 SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communities
The Securities and Exchange Commission today charged three Toms River, New Jersey residents for their roles in an affini
美联储新闻 Federal Reserve Board issues enforcement action with former employee of Regions Bank
Federal Reserve Board issues enforcement action with former employee of Regions Bank
证监会要闻 讣告
中国证监会原党委委员、原国有重点大型企业监事会主席马忠智同志（副部长级），因病医治无效，于2026年8月13日10时38分在北京逝世，享年82岁。 马忠智同志的遗体送别仪式定于8月19日（星期三）8时，在八宝山殡仪馆东礼堂举行。 特此讣告。
美国证监会新闻 SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud
The Securities and Exchange Commission today charged New York-based investment adviser Adit Ventures Management LLC, its
美国证监会新闻 SEC Establishes Financial Reporting and Accounting Unit in Enforcement Division
The Securities and Exchange Commission today announced it is establishing a new specialized unit within the Division of
美联储新闻 Federal Reserve Board announces approval of the application by Coastal Bend Bancshares, Inc.
Federal Reserve Board announces approval of the application by Coastal Bend Bancshares, Inc.
美联储新闻 Federal Reserve Board announces approval of the application by Banco Santander, S.A. and Santander Holdings USA, Inc.
Federal Reserve Board announces approval of the application by Banco Santander, S.A. and Santander Holdings USA, Inc.
美联储新闻 Federal Reserve Board announces approval of the application by FS Bancorp, Inc.
Federal Reserve Board announces approval of the application by FS Bancorp, Inc.
证监会要闻 吴清主席出席人民币国债期货在港交所挂牌上市仪式并致辞
2026年8月3日，中国证监会主席吴清出席5年期人民币国债期货在港交所挂牌上市仪式并致辞。吴清在致辞中提出了一系列进一步深化两地市场务实合作、密切协同发展的新举措。 访港期间，吴清拜会了香港特别行政区行政长官李家超，并会见了香港财政司司长
美联储银行与消费者监管 Federal Reserve Board requests comment on a proposal to modernize its rule governing the extension of credit to bank "insiders"—bank executives, board members and major shareholders who could potentially influence a bank's lending decisions
Federal Reserve Board requests comment on a proposal to modernize its rule governing the extension of credit to bank &qu
美联储银行与消费者监管 Federal Reserve Board requests comment on a proposal to modernize rules for mutual banking organizations
Federal Reserve Board requests comment on a proposal to modernize rules for mutual banking organizations
证监会要闻 中国证监会同意焦炭期权注册
近日，中国证监会同意大连商品交易所焦炭期权注册。中国证监会将督促大连商品交易所做好各项准备工作，确保焦炭期权的平稳推出和稳健运行。
证监会要闻 金融监管总局 中国人民银行 中国证监会 财政部关于健全金融机构治理的实施意见
金发〔2026〕4号 各金融监管局，中国人民银行上海总部、各省、自治区、直辖市、计划单列市分行，中国证监会各监管局，各省、自治区、直辖市、计划单列市财政厅（局）、新疆生产建设兵团财政局： 为加快完善中国特色现代金融企业制度，持续健全金融机
美联储新闻 Federal Reserve Board issues enforcement actions with former employee of Regions Bank and former employee of First Interstate Bank
Federal Reserve Board issues enforcement actions with former employee of Regions Bank and former employee of First Inter
美联储新闻 Federal Reserve Board issues enforcement action with Iuka Bancshares, Inc. and The Iuka State Bank
Federal Reserve Board issues enforcement action with Iuka Bancshares, Inc. and The Iuka State Bank
美国证监会新闻 SEC Announces Continuation of Small Business Advisory Committee Meeting
The Securities and Exchange Commission announced that the Small Business Capital Formation Advisory Committee
美国证监会新闻 Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policy
The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the
证监会要闻 证监会同意热轧卷板、不锈钢期权注册
近日，证监会同意上海期货交易所热轧卷板、不锈钢期权注册。证监会将督促上海期货交易所做好各项准备工作，确保热轧卷板、不锈钢期权的平稳推出和稳健运行。
美国证监会新闻 SEC Announces Roundtable on Preparations for 24-Hour Trading
The Securities and Exchange Commission announced today that it will host a roundtable on Sept. 17, 2026, to discuss movi
证监会要闻 中国证监会召开党的建设暨监管工作座谈会
7月23日，中国证监会召开党的建设暨监管工作座谈会，深入学习贯彻习近平党建思想，认真落实党的二十届四中全会、中央经济工作会议等重要会议决策部署，按照金融系统党的建设工作会议要求，总结上半年系统党的建设和监管工作，分析当前形势，推动完成全年目
证监会要闻 2025年度中国证监会部门决算
2025年度中国证监会部门决算.pdf
美国证监会新闻 SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldon
The Securities and Exchange Commission today announced that Sam Waldon, Principal Deputy Director of the Division of Enf
美国证监会新闻 SEC seeks comment on investment adviser disclosure modernization
The Securities and Exchange Commission requests public comment on proposed updates to adviser disclosure and fund reporting frameworks.
证监会要闻 吴清主席会见加拿大养老基金投资公司总裁兼首席执行官格雷厄姆
2026年7月21日，中国证监会主席吴清在京会见了加拿大养老基金投资公司总裁兼首席执行官格雷厄姆（John Graham）。双方就全球及中国经济金融形势、投资中国资本市场等议题交换了意见。 吴清表示，在复杂多变的国际形势下，今年上半年中国经
美联储新闻 Federal Reserve requests comment on bank AML program amendments
The Federal Reserve Board requests comment on a proposal to amend requirements for banks to maintain anti-money laundering programs.
证监会要闻 证监会召开上市公司、行业机构、专家学者系列座谈会听取意见建议
7月20日下午至21日，证监会党委班子成员分别召开座谈会，就促进资本市场稳定健康发展听取各方面意见建议，来自上市公司、证券基金机构和专家学者的29位代表参加会议。与会代表围绕当前资本市场形势进行了深入研讨，并对证监会工作提出意见建议。 座谈